Check the background of this financial professional on FINRA's BrokerCheck.



It's all about the relationship...
  2 3 1  



We understand the importance of keeping your financial information secure. We keep all customer information confidential and maintain strict physical, electronic, and procedural safeguards to protect against unauthorized access to your information.

Protecting your identity; however, is ultimately up to you. We are here to help you become the first line of defense against a security breach. Please take some time to review these online security precautions and follow the checklist to guard against an attack:

Legend Securities, Inc. takes the security of information very seriously and has established security standards and procedures to prevent unauthorized access to customer information. We use industry standard means such as physical, electronic, and procedural safeguards, including data encryption and secure socket layer technology. We update and test our technology regularly to maintain and improve the protection of our customers' information. We restrict access to personal information to employees and service providers for legitimate business purposes to assist in providing services to you. Employees who violate our privacy policy are subject to disciplinary action.

Security Checklist. Use Safe Online Habits.

  • Take the time to familiarize yourself with current threats and learn to reduce your online risks.
  • Install Security Software. Ensure that any computer you use to access your Legend Securities account has the most current anti-virus, firewall and anti-spyware software installed.
  • Understand Phishing. Phishing is an attempt to collect personal information through e-mail or pop-ups that appear to be legitimate. Learn more about Phishing.
  • Create a Safe and Hard-to-Guess Password. Learn more about password security.
  • Keep Your Operating System and Browser Updated. Regularly download security updates and patches for your operating system. Keep your Internet browser up-to-date in order to utilize the most current security technologies. Learn more about protecting your personal computer.
  • Review Your Financial History Regularly. Review statement and transaction history for all financial accounts regularly. Notify Legend Securities, Inc. immediately of any unauthorized account activity.
  • Backup your Files on a Regular Basis. You should set a regular schedule for backing up your important data to CD's, DVD's or an external hard drive.
  • Report Suspected Fraud. Protect yourself from identity theft by reporting any fraudulent activity to the company being misrepresented, as well as to the Federal Trade Commission.
  • Protect Your Account Number and Password. Do not share your account number or password with anyone. Take precautions to safeguard your account number and password.