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Individuals

 

Legend Securities, Inc. is a full service broker dealer that is a member of FINRA/SIPC and registered with MSRB. Our team in the retail sales department has a tremendous amount of experience in developing relationships all over the world with individual investors. Whether you are planning for retirement, saving for your children’s college, or if you are just looking to take advantage of an opportunity in the market, one of our registered representatives can help guide you. We offer a wide array of services to individuals.

Depending on your investment philosophy, Legend offers, through our clearing firms, Apex Clearing Corp, Wedbush Securities, COR Clearing and LEK Securities, all of the following account types:

Account Forms & Disclosures

The risk of loss in trading securities and options can be substantial. Customers must consider all relevant risk factors, including their own personal financial situation, before trading options. Options involve risk and are not suitable for all investors. See Options Disclosure Document & Statement for Uncovered Option Writers.